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Characterization of 
Nanoparticles 
Prepared by: Amany F. El-Hallaq 
Safia F. Salama 
Supervisor : Dr. Issa El-Nahal
 CHARACTERIZATION OF NANOPARTICLES 
- Characterization refers to study of materials features 
such as its composition, structure, and various 
properties like physical, electrical, magnetic, etc. 
 Important characterization of nanoparticles 
-Nanoparticle properties vary significantly with size 
and shape. 
- Accurate measurement of nanoparticles size and 
shape is, therefore, critical to its applications.
General characterization method 
Microscopy 
1- Scanning Electronic Microscopy ) SEM ( 
2- Transmission Electron Microscopy ) TEM) 
3- Scanning Tunneling Microscopy )STM) 
Spectroscopy 
1- X-ray Diffraction (XRD) 
2- Small Angle X-ray Scattering (SAXS) 
3- X-ray Photoelectron Spectroscopy ( XPS ) 
4- UV-vis spectroscopy 
5- FT-IR spectroscopy 
3
Microscopy : 
1- Scanning Electronic Microscopy ) SEM ( 
2- Transmission Electron Microscopy ) TEM) 
3- Scanning Tunneling Microscopy )STM)
Scanning Electron Microscopy 
5
Basic principle 
When the beam of electrons 
strikes the surface of the 
specimen & interacts with 
the atoms of the sample, 
signals in the form of 
secondary electrons, back 
scattered electrons & 
characteristic X-rays are 
generated that contain 
information about the 
samples’ surface topography, 
composition etc.
What can you see with an SEM? 
-Topography 
Texture/surface of a sample 
-Morphology 
Size, shape, order of particles 
-Composition 
Elemental composition of sample 
-Crystalline Structure 
Arrangement present within sample
Operation modes 
There are 3 modes 
-Primary: High resolution (1-5 nm); secondary electron 
imaging 
-Secondary: Characteristic X-rays; identification of elemental 
composition of sample by EDX technique 
-Tertiary: Back-scattered electronic images; clues to the 
elemental composition of sample
Electronic devices are used 
to detect & amplify the 
signals & display them as 
an image on a cathode ray 
tube in which the raster 
scanning is synchronized 
with that of the 
microscope.
In a typical SEM, the beam passes through pairs of 
scanning coils or pairs of deflector plates in the electron 
column to the final lens, which deflect the beam 
horizontally & vertically. 
The image displayed is therefore a distribution map of 
the intensity of the signal being emitted from the 
scanned area of the specimen.
Scanning Electron Microscopy 
Holm Oak Leaf 
Mosquito Antennae 
Hibiscus Pollen 
Penicillin Spores 
Beetles Skin
Crystalline Latex Particles Polymer Hydrogel Surface
Wood Fibers
 Advantages: 
1- Bulk-samples can be observed and larger sample area can be 
viewed, 
2- generates photo-like images, 
3- very high-resolution images are possible 
4- SEM can yield valuable information regarding the purity as well 
as degree of aggregation 
 Disadvantages: 
1- Samples must have surface electrical conductivity 
2- non- conductive samples need to be coated with a conductive 
Layer 
3- Time consuming & expensive. 
4- Sometimes it is not possible to clearly differentiate nanoparticle 
from the substrate. 
5- SEM can’t resolve the internal structure of these domains.
Transmission Electron Microscopy
 What can we see with a TEM? 
-Morphology 
• Shape, size, order of particles in sample 
-Crystalline Structure 
• Arrangement of atoms in the sample 
• Defects in crystalline structure 
-Composition 
• Elemental composition of the sample
Basic principle 
The crystalline sample interacts 
with the electron beam mostly by 
diffraction rather than by absorption. 
The intensity of the diffraction 
depends on the orientation of the 
planes of atoms in a crystal relative to 
the electron beam. 
A high contrast image can be formed 
by blocking deflected electrons which 
produces a variation in the electron 
intensity that reveals information on 
the crystal structure. 
This can generate both ‘bright or light 
field’& ‘dark field’ images.
Transmission Electron Microscopy 
Paramyxovirus 
Collagen Fibres Herpes Virus 
Flu Virus
TEM comparison 
Standard TEM Standard TEM High resolution TEM High resolution TEM
Isotactic Polypropylene 
Particle 
TEM Micrographs
Large 
Ceria 
Nanoparticles 
Small 
Ceria 
Nanoparticles
* Advantages: 
1- Additional analysis techniques like X-ray spectrometry are 
possible with the STEM. 
2- high- resolution 
3- ( 3-D) image construction possible but aberrant. 
4- Changes in nanoparticle structure as a result of interactions with 
gas, liquid & solid-phase substrates can also be monitored. 
* Disadvantages : 
1- Sample must be able to withstand the electron beam & 
also the high vacuum chamber. 
2- sample preparation necessary, mostly used for 2-D 
images. 
3- Time consuming.
SEM vs TEM
Synthesis and optical characterization of copper oxide 
nanoparticles: 
SEM and TEM study 
-Figure 2 shows the SEM image of as prepared CuO 
nanoparticles. It shows that the CuO nanoparticles are in 
rectangular shape. 
-Figure 3 (a) shows the TEM image of as prepared nanoparticles. 
The size of particle observed in TEM image is in the range of 5-6 
nm which is in good agreement with calculated by Scherrer 
formula using XRD. Figure 3 (b) shows the selected 
area diffraction pattern (SAED) of as prepared CuO nanoparticles. 
It shows that the particles are well crystallized. 
-The diffraction rings on SAED image matches with the peaks in 
XRD pattern which also proves the monoclinic structure of as 
prepared CuO nanoparticles [18]
Scanning Tunneling Microscopy
Basic principle 
It is based on the concept of quantum tunneling. When a 
conducting tip is brought very near to a metallic or semi-conducting 
surface, a bias between the two can allow 
electrons to tunnel through the vacuum between them. 
Variations in tunneling current as the probe passes over 
the surface are translated into an image. 
They normally generate image by holding the current 
between the tip of the electrode & the specimen at some 
constant value by using a piezoelectric crystal to adjust the 
distance between the tip & the specimen surface.
Fig. Highly oriented pyrolytic 
graphite sheet under STM 
Lateral resolution ~ 0.1 nm Depth resolution ~ 0.01 nm
STM Images
Advantages: 
1- Very high image resolution (capable of „seeing‟ and manipulating 
atoms). 
2- STM can be used not only in ultra high vacuum but also in air & 
various other liquid or gas, at ambient & wide range of 
temperature. 
Disadvantages : 
1- Again 
2- radius of curvature of tip 
3- extremely sensitive to ambient vibrations 
4- STM can be a challenging technique, as it requires extremely 
clean surfaces & sharp tips.
Spectroscopy 
1- X-ray Diffraction (XRD) 
2- Small Angle X-ray Scattering (SAXS) 
3- X-ray Photoelectron Spectroscopy ( XPS ) 
4- UV-vis spectroscopy 
5- FT-IR spectroscopy
Optical Spectroscopy 
Optical spectroscopy uses the interaction of light 
with matter as a function of wavelength or energy 
in order to obtain information about the material. 
Typical penetration depth is of the order of 50 nm. 
Optical spectroscopy is attractive for materials 
characterization because it is fast, nondestructive 
and of high resolution.
X-ray Diffraction 
XRD can be used to look at various characteristics of the single 
crystal or polycrystalline materials using Bragg’s Law , 
nλ = 2d sinθ
X-ray Diffraction XRD 
“Smaller crystals produce broader XRD 
peaks” 
Scherrer’s Formula 
t- thickness of crystallite 
K- shape constant 
λ- wavelength 
B- FWHM 
ϴ- Bragg Angle 
Characterizations 
1.Lattice constant 
2.d-spacing 
3. crystal structure 
4. Thickness (films) 
5.sample orientation 
6.Particle Size (grains) 
XRD is time 
consuming and 
requires a large 
volume of sample.
X-ray interactions 
depends on the 
number of atom on 
a plane. This is why 
only specific planes 
would cause 
diffraction.
Example of ZnO :
Example : HfO2
Small Angle X-ray Scattering SAXS 
“SAXS is the scattering due to the existence of inhomogeneity regions 
of sizes of several nanometers to several tens nanometers.” 
Characterization 
1.Particle Size 
2. Specific Surface Area 
3.Morphology 
4.Porosity 
Fluctuations in electron density over lengths on the order of 10nm 
or larger can be sufficient to produce an appreciable scattered X-ray 
densities at angles 2ϴ < 50 
It is capable of delivering structural information of molecules 
between 5 and 25 nm. Of repeated distances in partially ordered 
systems of up to 150 nm.
Example : SAXS data from a titania nanopowder, before and after 
background correction, together with the background measurement. 
In this comparison, the data are already corrected for absorption by 
the sample .
X-ray Photoelectron Spectroscopy XPS
1200 
1000 
800 
600 
400 
200 
0 
300 295 290 285 280 275 
Counts / s 
C(1s) Binding Energy (eV) 
Peak Position Area % C1s Carbon- ID 
1 285.50 1457.1 52% Pristine C60 
2 287.45 489.75 18% Mono-oxidized C 
3 289.73 836.67 30% Di-oxidized C
Analysis of carbon fiber – polymer composite 
material by XPS
UV-vis spectroscopy 
This technique involves the absorption of near-UV or visible light. 
One measures both intensity and wavelength. It is usually applied to 
molecules and inorganic ions in solution. 
Broad features makes it not ideal for sample identification. 
However, one can determine the analyte concentration from 
absorbance at one wavelength and using the Beer-Lambert law: 
.where a = absorbance, b = path length, and c = concentration
EXAMPLE GOLD : 
52
Infrared Spectroscopy FT-IR 
What is the principle behind IR spectroscopy? 
Firstly, molecules and crystals can be thought of as systems of balls 
(atoms or ions) connected by springs (chemical bonds). 
These systems can be set into vibration, and vibrate with frequencies 
determined by the mass of the balls (atomic weight) and by the 
stiffness of the springs (bond strength). 
With these oscillations of the system, a impinging beam of infrared 
EMR could couple with it and be absorbed. 
These absorption frequencies represent excitations of vibrations of 
the chemical bonds and, thus, are specific to the type of bond and 
the group of atoms involved in the vibration. 
In an infrared experiment, the intensity of a beam of IR is measured 
before and after it interacts with the sample as a function of light 
frequency.
Infrared Spectroscopy FT-IR 
Characterization: 
1.Compositional 
2.Concentration 
3.Atomic Structure 
4. surrounding environmentsor atomic arrangement 
The mechanical molecular and crystal vibrations are at very high 
frequencies ranging from 1012 to 1014 Hz (3-300μm wavelength), which 
is in the infrared (IR) regions of the electromagnetic spectrum. 
The oscillations induced by certain vibrational frequencies provide a 
means for matter to couple with an impinging beam of infrared 
electromagnetic radiation and to exchange energy with it when 
frequencies are in resonance.
Characterization of nanopartical
Characterization of nanopartical
Characterization of nanopartical